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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-26 |
| VA | RA | APPROVED | 2022-07-26 |
Branch Locations
Virginia Beach, VA • United States
222 Central Park Ave Suite 1100, Virginia Beach, VA 23462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J Crew | Norfolk | VA | 05/2019 | 09/2019 |
| Guardian Life Insurance Company | Virginia Beach | VA | 09/2019 | 07/2022 |
| Park Avenue Securities Llc | Virginia Beach | VA | 09/2019 | 07/2022 |
| Old Dominion University | Norfolk | VA | 06/2015 | 05/2019 |
| Massmutual Life Insurance Co | Virginia Beach | VA | 07/2022 | Present |
| Mml Investors Services, Llc | Virginia Beach | VA | 07/2022 | Present |
(1) Name: Reid Barber Inv rel: Y Addr: At residential address Nature: Outside insurance - life, disability, long-term care Position: Agent Start: 08/23/2019 No hrs/mo: 4 No hrs/mo dur trading: 4 Duties: Outside insurance sales. (2) Name: Ashford Strategies, LLC Inv rel: Y Addr: 222 Central Park Ave, Suite 1100, Virginia Beach VA 23462, Nature: LLC Used for Outside Insurance Position: Manager Start: 09/16/2020 No hrs/mo: 4 No hrs/mo dur trading: 2 Duties: LLC used for outside insurance sales for income purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-18 |
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