Bryan James Allen

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-17
MI	RA	APPROVED	2018-11-14

TX RA
APPROVED

Since 2019-01-17
MI RA
APPROVED

Since 2018-11-14

Branch Locations

Okemos, MI • United States

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)	East Lansing	MI	01/2018	03/2021
Umb Fund Services	Milwaukee	WI	05/2015	12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	East Lansing	MI	03/2021	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	East Lansing	MI	04/2021	Present

01/2018 → 03/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)

East Lansing, MI
05/2015 → 12/2017

Umb Fund Services

Milwaukee, WI
03/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Lansing, MI
04/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Lansing, MI

Other Businesses

I*1503277 For profit or not for profit: Name of outside business organization: Allen Investment related: N Address of business: STurgeon Bay, Wisconsin, 54235 Nature of business: Position, title, association: Guardianship, Start date of relationship: 10/4/2023 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-13

S66 Uniform Combined State Law Examination

2018-11-13

Other Names

Bryan Allen

View on SEC IAPD