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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-03-13
  • VA RA
    APPROVED
    Since 2018-03-13

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 01/2018 Present
Bank Of America, N.A. Richmond VA 06/2001 01/2018
Bank Of America, N.A. Richmond VA 01/2018 Present
Other Businesses

I*1168258 For profit or not for profit: Entity Charitable Name of outside business organization: Lewis Ginter Botanical Garden Inc Investment related: N Address of business: Richmond, Virginia, 23228 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 2/1/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , Lewis Ginter is a botanical garden that offers adult classes, children programs to positively impact the community. I will serve on the board to provide insight from my experiences.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-12
  • S66 Uniform Combined State Law Examination
    2018-03-12
Other Names
  • Joel Martin

View on SEC IAPD

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