Wilson Frederick Rosebraugh

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Kestra Investment Services, Llc
  Cincinnati, OH
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Cicinnati, OH

Previous Registrations

• 2009-12-14 → 2012-10-25
  Ameriprise Financial Services, Llc
  Cincinnati, OH
  Cincinnati, OH
• 2003-01-22 → 2009-12-15
  J.J.B. Hilliard, W.L. Lyons, Llc
  Cincinnati, OH
  Ft. Mitchell, KY

Other Businesses

Business Name: SR INVESTMENT HOLDINGS Investment Related: Yes Address: 601 Brooklyn Dr. suite A CINCINNATI OH 45150 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: president Start Date: 5/31/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: registered rep activities Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Handmade in Ohio Investment Related: No Address: 2756 Bentley Ct. Cincinnati OH 45244 Nature of Business: Other Other/None of the Above musical composition and performance Position, Title or Relationship: musician, songwriter Start Date: 10/12/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: write and perform music Business Name: FINRA Arbitrator Investment Related: Yes Address: 55 West Monroe Street Suite 2700 Chicago IL 60603 Nature of Business: Other Other/None of the Above FINRA Arbitrator Position, Title or Relationship: arbitrator Start Date: 3/4/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: hear securities related cases, review facts and make rulings. Business Name: PSILOCIN BLUES BAND POSITION: creator NATURE: Entertainment/music INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2023 ADDRESS: 2756 Bentley Court, Cincinnati OH 45244 DESCRIPTION: guitar, bass, vocals, pedal steel, stylophone, various musical instruments

Exams

• S66 Uniform Combined State Law Examination
  2001-11-19