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3390 Asbury Road, Dubuque, IA 52002-2801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hk Financial Services, Inc. | Davenport | IA | 01/2018 | Present |
| Honkamp Krueger & Co. P.C. | Davenport | IA | 01/2016 | Present |
(1) I am a Shareholder of and CPA with Honkamp Krueger & Co. P.C., a regional CPA firm located in Davenport, IA. I am located at 4620 W 60th St. I have been with HK & Co. since January of 2016. I work approximately 2650 hours a year. I provide services that are typically of public accounting, including tax services, consulting, account services and valuation services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related.(2) I am also a shareholder of HK Financial Services, Inc. (in addition to my role as investment advisor representative), with its primary address as 3390 Asbury Road, Dubuque, IA 52002. The nature of the business is financial services. It is "investment-related". The time devoted is 4 hours a year, with 0 during market hours. My start date was January 1, 2016. (3) I have a shareholder interest in the HK Financial Services Building, which is located at 3390 Asbury Road, Dubuque, IA 52002. The nature of the business is real estate. It is not "investment-related". The time devoted is 0 hours a year, with 0 during market hours. My start date was January 1, 2016. (4) I have a shareholder interest in the Law Building, which is located at 2345 JFK Road, Dubuque IA 52002. The nature of the business is real estate. It is not "investment-related". The time devoted is 0 hours a year, with 0 during market hours. My start date was January 1, 2016.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-15 |
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