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Eric Daniel Oczkewicz

LPl Financial LLC

Mount Vernon, WA

CRD 6895702

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-05
WA RA APPROVED 2018-08-30
  • TX RA
    APPROVED_RES
    Since 2023-07-05
  • WA RA
    APPROVED
    Since 2018-08-30

Branch Locations

Mount Vernon, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maritime Fabrications Inc Dba Laconner Maritime Service Laconner WA 10/2008 11/2017
Excell Wealth Partners Battle Ground WA 11/2017 03/2019
Lpl Financial Llc Mount Vernon WA 04/2018 Present
  • 10/2008 → 11/2017
    Maritime Fabrications Inc Dba Laconner Maritime Service
    Laconner, WA
  • 11/2017 → 03/2019
    Excell Wealth Partners
    Battle Ground, WA
  • 04/2018 → Present
    Lpl Financial Llc
    Mount Vernon, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
  • S66 Uniform Combined State Law Examination
    2018-08-30

View on SEC IAPD

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