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Jack Garth Kaiser

Equitable Advisors, LLC

League City, TX

CRD 6895691

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-04
  • TX RA
    APPROVED
    Since 2021-02-04

Branch Locations

League City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sta Mary's University San Antonio TX 08/2015 12/2017
Unemployed Friendswood TX 12/2017 04/2018
Axa Advisors, Llc New York NY 04/2018 06/2020
Equitable Advisors, Llc New York NY 04/2018 Present
  • 08/2015 → 12/2017
    Sta Mary's University
    San Antonio, TX
  • 12/2017 → 04/2018
    Unemployed
    Friendswood, TX
  • 04/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-03
S63 Uniform Securities Agent State Law Examination 2018-01-24
  • S65 Uniform Investment Adviser Law Examination
    2021-02-03
  • S63 Uniform Securities Agent State Law Examination
    2018-01-24

View on SEC IAPD

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