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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

1800 Route 34 Bldg 2 Ste 201, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock New York NY 09/1997 03/2017
Unemployment Howell NJ 03/2017 12/2017
Cetera Advisors Denver CA 12/2017 10/2018
Minnesota Life St. Paul MN 10/2018 08/2023
Securian Financial Services Inc. St. Paul MN 10/2018 08/2023
Mid Atlantic Resource Group Wall NJ 10/2018 Present
Premier Financial Jackson NJ 12/2017 10/2018
Cetera Wealth Services, Llc Wall NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
1800 Equity Partners Llc Wall NJ 03/2024 Present
Margfinancial Wall NJ 01/2021 Present
  • 09/1997 → 03/2017
    Blackrock
    New York, NY
  • 03/2017 → 12/2017
    Unemployment
    Howell, NJ
  • 12/2017 → 10/2018
    Cetera Advisors
    Denver, CA
  • 10/2018 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 10/2018 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 10/2018 → Present
    Mid Atlantic Resource Group
    Wall, NJ
  • 12/2017 → 10/2018
    Premier Financial
    Jackson, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Wall, NJ
  • 08/2023 → Present
    Schaumburg, IL
  • 03/2024 → Present
    1800 Equity Partners Llc
    Wall, NJ
  • 01/2021 → Present
    Margfinancial
    Wall, NJ
Previous Registrations
  • 2018-11-01 → 2023-08-10
    Securian Financial Services, Inc.
    Wall, NJ
    St. Paul, MN
  • 2018-05-30 → 2018-10-24
    Cetera Advisors Llc
    Jackson, NJ
Other Businesses

1. MARG FIXED INSURANCE POSITION: Salesperson NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2018 ADDRESS: , Wall NJ , United States DESCRIPTION: Salesperson; 2. NAME OF OTHER BUSINESS: 1800 EQUITY PARTNERS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING LLC; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY - NO DUTIES; 3. NAME OF OTHER BUSINESS: PINELANDERS YOUTH SOCCER CLUB; INVESTMENT RELATED: NO; ADDRESS: PO BOX 455 HOWELL, NJ 07731; NATURE OF BUSINESS: SOCCER LEAGUE; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/ASSISTANT COACH; APX NUMBER OF HOURS PER WEEK: 2.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: YOUTH SOCCER LEAGUE; 4. NAME OF OTHER BUSINESS: MARGFINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-26
  • S66 Uniform Combined State Law Examination
    2018-04-26

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