Jeffrey Allen Bennett

LPl Financial LLC

Westernport, MD

Grantsville, MD

CRD 3183003

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-06-09
TX	RA	APPROVED	2021-06-09
WV	RA	APPROVED	2021-06-09

MD RA
APPROVED

Since 2021-06-09
TX RA
APPROVED

Since 2021-06-09
WV RA
APPROVED

Since 2021-06-09

Branch Locations

1201 National Highway, Lavale, MD 21502 • United States

46 South Second Street, Oakland, MD 21550 • United States

341 East Market St., Leesburg, VA 20176 • United States

51 Main Street, Westernport, MD 21562 • United States

23 Presidents Street Rt 28, Fort Ashby, WV 26719 • United States

124 Main Street, Grantsville, MD 21536 • United States

67 North Main Street, Keyser, WV 26726 • United States

10600 New Georges Creek Rd Se, Frostburg, MD 21532 • United States

Cumberland, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities, Inc.	Buffalo	NY	10/2000	Present
Lpl Financial Llc	Lavale	MD	06/2021	Present
Lpl Financial Llc	Lavale	MD	06/2021	Present

10/2000 → Present

M&T Securities, Inc.

Buffalo, NY
06/2021 → Present

Lpl Financial Llc

Lavale, MD
06/2021 → Present

Lpl Financial Llc

Lavale, MD

Previous Registrations

2004-06-28 → 2021-06-09

M&T Securities, Inc.

Cumberland, MD

Grantsville, MD

Oakland, MD

Oakland, MD

Frederick, MD

Annapolis, MD

Annapolis, MD

Westernport, MD

Fort Ashby, WV

Keyser, WV

Lavale, MD

Cumberland, MD

Frostburg, MD

La Vale, MD

Williamsport, PA

Leesburg, VA

Westernport, MD

Hancock, MD

Oakland, MD

Oakland, MD

Cumberland, MD

Clear Spring, MD

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-10-03
S63	Uniform Securities Agent State Law Examination	1999-03-26

S65 Uniform Investment Adviser Law Examination

2003-10-03
S63 Uniform Securities Agent State Law Examination

1999-03-26

View on SEC IAPD

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