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Prerak Patel

Mml Investors Services, LLC

Gainesville, GA

Springfield, MA

CRD 6895536

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-09
  • GA RA
    APPROVED
    Since 2022-09-09

Branch Locations

Gainesville, GA • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2018 07/2022
Phoenix Isc Atlanta GA 08/2017 10/2017
Walmart Stores Inc Flowery Branch GA 02/2014 08/2017
Massmutual Springfield MA 07/2022 Present
Mml Investors Services, Llc Gainesville GA 08/2022 Present
  • 01/2018 → 07/2022
    Edward Jones
    St Louis, MO
  • 08/2017 → 10/2017
    Phoenix Isc
    Atlanta, GA
  • 02/2014 → 08/2017
    Walmart Stores Inc
    Flowery Branch, GA
  • 07/2022 → Present
    Massmutual
    Springfield, MA
  • 08/2022 → Present
    Mml Investors Services, Llc
    Gainesville, GA
Previous Registrations
  • 2018-05-18 → 2022-07-21
    Edward Jones
    Maryland Heights, MO
    Flowery Branch, GA
    St Louis, MO
    Flowery Branch, GA
    St Louis, MO
    Franklin, TN
    Gainesville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-17
  • S66 Uniform Combined State Law Examination
    2018-05-17

View on SEC IAPD

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