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Erik Matthew Moquist

Dakota Asset Management, LLC

Miami, FL

CRD 3182999

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Employer firm

Dakota Asset Management, LLC CRD 283690

$17.5M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Dakota Asset Management, Llc

Miami, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-20
FL RA APPROVED 2016-11-17
  • TX RA
    APPROVED_RES
    Since 2016-12-20
  • FL RA
    APPROVED
    Since 2016-11-17

Branch Locations

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dakota Asset Management, Llc Miami FL 03/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-18
S63 Uniform Securities Agent State Law Examination 1999-03-29
  • S65 Uniform Investment Adviser Law Examination
    2016-02-18
  • S63 Uniform Securities Agent State Law Examination
    1999-03-29

View on SEC IAPD

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