Audra Christine Nay

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 05/2017
  First Republic Investment Management, Inc
  San Francisco, CA
• 11/2016 → 05/2017
  First Republic Securities Company, Llc
  San Francisco, CA
• 06/2017 → 04/2018
  Wells Fargo Advisors Financial Network, Llc
  Santa Rosa, CA
• 04/2018 → 01/2024
  Traverso Chambers Private Wealth Management, Llc
  Santa Rosa, CA
• 01/2024 → Present
  Mai Capital Management
  Santa Rosa, CA

Previous Registrations

• 2018-04-09 → 2024-01-30
  Traverso Chambers Private Wealth Management, Llc
  Santa Rosa, CA
• 2017-07-18 → 2018-05-21
  Wells Fargo Advisors Financial Network, Llc
  Santa Rosa, CA
• 2016-06-01 → 2017-05-31
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
• 2014-02-21 → 2016-07-11
  B|O|S
  San Francisco, CA
• 2007-02-12 → 2013-04-08
  Santa Barbara Asset Management, Llc
  Los Angeles, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-11-04
• S65 Uniform Investment Adviser Law Examination
  2007-02-10

Other Names

• Audra C Nay