Daniel Michael Volk

Current Employers

Employment History

• 03/2009 → 01/2025
  Wayne Hummer Investments
  Buffalo Grove, IL
• 01/2025 → Present
  Lpl Financial Llc
  Grayslake, IL

Previous Registrations

• 2009-03-16 → 2025-01-23
  Wintrust Investments Llc
  Buffalo Grove, IL
  Chicago, IL
  Deerfield, IL
  Grayslake, IL
  Kenosha, WI
  Kenosha, WI
• 2008-01-04 → 2009-02-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 2005-07-06 → 2008-01-15
  Chase Investment Services Corp.
  Chicago, IL
  Deerfield, IL
• 2002-01-17 → 2005-07-06
  Banc One Securities Corporation
  Deerfield, IL

Other Businesses

1. 01/2025- Wintrust Investments Insurance Agency- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 03/16/2009- 40 Hours Per Month- 4 Hours During Trading 2. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/16/2009- 40 Hours Per Month- 30 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-21
• S63 Uniform Securities Agent State Law Examination
  1999-03-13

Other Names

• Dan Volk