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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2018 | 11/2023 |
| Protec Equipment Resources | Grand Prairie | TX | 03/2014 | 01/2018 |
| Simmons Bank | Fort Worth | TX | 11/2023 | Present |
| Lpl Financial Llc | Fort Worth | TX | 11/2023 | Present |
1) 11/2023 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-15 |
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