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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-14
  • TX RA
    APPROVED
    Since 2023-11-14

Branch Locations

551 Sw Wilshire Blvd, Burleson, TX 76028 • United States

2601 South Hulen St, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2018 11/2023
Protec Equipment Resources Grand Prairie TX 03/2014 01/2018
Simmons Bank Fort Worth TX 11/2023 Present
Lpl Financial Llc Fort Worth TX 11/2023 Present
  • 01/2018 → 11/2023
    St Louis, MO
  • 03/2014 → 01/2018
    Protec Equipment Resources
    Grand Prairie, TX
  • 11/2023 → Present
    Simmons Bank
    Fort Worth, TX
  • 11/2023 → Present
    Fort Worth, TX
Previous Registrations
  • 2018-03-16 → 2023-11-06
    Burleson, TX
    Burleson, TX
    St Louis, MO
    Ft Worth, TX
    Fort Worth, TX
Other Businesses

1) 11/2023 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-15
  • S66 Uniform Combined State Law Examination
    2018-03-15

View on SEC IAPD

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