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Tyler Emerson Waters

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6895309

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-10-10
NC RA APPROVED 2020-05-11
TX RA APPROVED_RES 2020-05-07
  • SC RA
    APPROVED
    Since 2022-10-10
  • NC RA
    APPROVED
    Since 2020-05-11
  • TX RA
    APPROVED_RES
    Since 2020-05-07

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2018 01/2020
Westrock Company Florence SC 06/2013 01/2018
The Vanguard Group, Inc. Charlotte NC 03/2020 Present
Vanguard Marketing Corporation Charlotte NC 03/2020 Present
Vanguard Advisers, Inc. Charlotte NC 03/2020 Present
  • 01/2018 → 01/2020
    St Louis, MO
  • 06/2013 → 01/2018
    Westrock Company
    Florence, SC
  • 03/2020 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 03/2020 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 03/2020 → Present
    Charlotte, NC
Previous Registrations
  • 2018-03-16 → 2020-01-09
    Florence, SC
    Florence, SC
    Florence, SC
    St Louis, MO
    Florence, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-15
  • S66 Uniform Combined State Law Examination
    2018-03-15
Other Names
  • Tyler Emerson Waters
  • Tyler E Waters
  • Tyler Waters

View on SEC IAPD

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