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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-10-10 |
| NC | RA | APPROVED | 2020-05-11 |
| TX | RA | APPROVED_RES | 2020-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2018 | 01/2020 |
| Westrock Company | Florence | SC | 06/2013 | 01/2018 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2020 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 03/2020 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-15 |
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