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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-01
  • TX RA
    APPROVED
    Since 2019-08-01

Branch Locations

2100 Ross Ave, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Dallas TX 12/2017 05/2019
Bank Of America Na Dallas TX 12/2015 12/2017
Jpmorgan Chase Bank Dallas TX 12/2017 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 05/2019 Present
Bank Of America, N.A. Dallas TX 05/2019 Present
  • 12/2017 → 05/2019
    Jp Morgan Securities Llc
    Dallas, TX
  • 12/2015 → 12/2017
    Bank Of America Na
    Dallas, TX
  • 12/2017 → 05/2019
    Jpmorgan Chase Bank
    Dallas, TX
  • 05/2019 → Present
    Dallas, TX
  • 05/2019 → Present
    Bank Of America, N.A.
    Dallas, TX
Other Businesses

I*3760313, Entity Type: Entity Charitable, Name of OBA: Re-Bloom Creative Reuse, Address: Duncanville, Texas, 75116, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 02/12/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I will serve in the advisory council but not have access to the funds of the organization.To receive art supply donations and make them available to people who can not normally afford the supplies. It is a non-profit

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-29
S63 Uniform Securities Agent State Law Examination 2018-02-09
  • S66 Uniform Combined State Law Examination
    2019-07-29
  • S63 Uniform Securities Agent State Law Examination
    2018-02-09
Other Names
  • Isaac Cerpa
  • Isaac Francisco Cerpa

View on SEC IAPD

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