Best Investors Account Sign in

Germon Earl Mosley

Rbc Securities, Inc

Covina, CA

Los Angeles, CA

Claim This Profile
Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-09
  • CA RA
    APPROVED
    Since 2025-05-09

Branch Locations

Covina, CA • United States

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank Los Angeles CA 09/2016 01/2018
Union Bank Monterey Park CA 10/2012 09/2016
Citigroup Los Angeles CA 01/2018 10/2019
Unionbanc Investment Services Llc Glendale CA 10/2019 04/2025
City National Securities, Inc. Los Angeles CA 04/2025 Present
  • 09/2016 → 01/2018
    Union Bank
    Los Angeles, CA
  • 10/2012 → 09/2016
    Union Bank
    Monterey Park, CA
  • 01/2018 → 10/2019
    Citigroup
    Los Angeles, CA
  • 10/2019 → 04/2025
    Unionbanc Investment Services Llc
    Glendale, CA
  • 04/2025 → Present
    City National Securities, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-04
  • S66 Uniform Combined State Law Examination
    2018-06-04
Other Names
  • Germon Mosley
  • Germon Earl Mosley

View on SEC IAPD

More in Covina, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor