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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-11
  • TX RA
    APPROVED
    Since 2018-09-11

Branch Locations

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 12/2017 Present
College For Financial Planning (Online) The Woodlands TX 06/2017 09/2017
Texas Tech Lubbock TX 08/2016 05/2017
Bank Of America, N.A. The Woodlands TX 05/2018 Present
  • 12/2017 → Present
    The Woodlands, TX
  • 06/2017 → 09/2017
    College For Financial Planning (Online)
    The Woodlands, TX
  • 08/2016 → 05/2017
    Texas Tech
    Lubbock, TX
  • 05/2018 → Present
    Bank Of America, N.A.
    The Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-09
  • S66 Uniform Combined State Law Examination
    2018-09-09
Other Names
  • Elec Presnell

View on SEC IAPD

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