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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-02-02 |
| IL | RA | APPROVED | 2025-10-07 |
| FL | RA | APPROVED | 2025-09-26 |
| CO | RA | APPROVED | 2019-10-10 |
| WA | RA | APPROVED | 2019-10-10 |
| TX | RA | APPROVED | 2019-10-09 |
| NV | RA | APPROVED | 2018-03-15 |
| AZ | RA | APPROVED | 2018-03-06 |
| OR | RA | APPROVED | 2018-03-05 |
| CA | RA | APPROVED | 2018-01-19 |
Branch Locations
1580 Oakland Road Suite #C114, San Jose, CA 95131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial Inc. | Anaheim | CA | 01/2018 | Present |
| Aaa Mountain West Group | San Jose | CA | 03/2012 | 12/2017 |
1. CGM RISK MANAGEMENT AND INSURANCE SERVICES, NON-INVESTMENT RELATED, 1580 OAKLAND ROAD, SUITE C114, SAN JOSE, CA 95131, PROPERTY AND CASUALTY INSURANCE SALES, AGENT, SINCE 6/19/2018, DEVOTED TIME IS 10 HOURS A MONTH, ENGAGE IN SALES AND SERVICE OF PROPERTY AND CASUALTY INSURANCE. 2. TRUE NORTH ADVISORS, NON-INVESTMENT RELATED, 1580 OAKLAND ROAD, SUITE C114, SAN JOSE, CA 95131, DBA, INVESTMENT ADVISOR REPRESENTATIVE, SINCE 3/1/2018. 3. TRUE NORTH FINANCIAL AND INSURANCE SERVICES, INC., NON-INVESTMENT RELATED, 1580 OAKLAND ROAD, SUITE C114, SAN JOSE, CA 95131, TO PROCESS INCOME AND EXPENSES RELATED TO THE OPERATION OF FINANCIAL SERVICES PROVIDED BY CENTAURUS FINANCIAL INC, THROUGH TRUE NORTH ADVISORS, DBA, CHIEF EXECUTIVE OFFICER, PRESIDENT, SINCE 1/1/2018, DEVOTED TIME IS 20 HOURS A MONTH, CORPORATE ENTITY FOR ACCUMULATING EXPENSES, AND CONSOLIDATING INCOME FOR TAX PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-23 |
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