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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-05
  • IL RA
    APPROVED
    Since 2021-04-05

Branch Locations

4001 G E Road, Bloomington, IL 61704 • United States

Gridley, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Co. Llc East Peoria IL 12/2017 03/2021
First Farmers State Bank Bloomington IL 10/2017 12/2017
First Farmers State Bank Bloomington IL 12/2017 03/2021
Morton Community Bank Bloomington IL 01/2013 10/2017
Cetera Investment Services Llc St Cloud MN 04/2021 Present
Cetera Investment Advisers Llc Bloomington IL 04/2021 Present
Bank Of Pontiac Bloomington IL 04/2021 Present
  • 12/2017 → 03/2021
    Midwestern Securities Trading Co. Llc
    East Peoria, IL
  • 10/2017 → 12/2017
    First Farmers State Bank
    Bloomington, IL
  • 12/2017 → 03/2021
    First Farmers State Bank
    Bloomington, IL
  • 01/2013 → 10/2017
    Morton Community Bank
    Bloomington, IL
  • 04/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2021 → Present
    Bloomington, IL
  • 04/2021 → Present
    Bank Of Pontiac
    Bloomington, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-01
  • S66 Uniform Combined State Law Examination
    2018-03-01

View on SEC IAPD

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