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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-28 |
Branch Locations
10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dash2 Group | Salt Lake City | UT | 08/2017 | 12/2017 |
| Student | Ogden | UT | 08/2011 | 04/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2018 | 01/2019 |
| Northwestern Mutual Investment Services Llc | Farmington | UT | 09/2018 | 01/2019 |
| Wyndham Vacation Ownership | Sandy | UT | 01/2017 | 07/2017 |
| Gowireless Verizon Premium Retailer | Centervile | UT | 05/2016 | 01/2017 |
| Penn Mutual Life Insurance Company | Horsham | PA | 01/2019 | 02/2023 |
| Hornor, Townsend & Kent Llc | Horsham | PA | 03/2021 | 02/2023 |
| Mass Mutual Life Insurance Company | San Antonio | TX | 02/2023 | Present |
| Mml Investors Services Llc | San Antonio | TX | 02/2023 | Present |
| Braxton J. Stofferahn | San Antonio | TX | 01/2019 | Present |
NAME: BRAXTON J. STOFFERAHN INV REL: Y ADD: 10101 REUNION PLACE, SUITE 300, SAN ANTONIO, TX 78261 NATURE: OUTSIDE SALES: LIFE, DISABILITY, FIXED ANNUITIES, HEALTH POSITION: AGENT/OWNER START DATE: 01/31/2019 No. HR/MO: 10. No. HR/MO DURING SEC TRADING: 8. DESCRIBE DUTIES: OUTSIDE LIFE, DISABILITY, AND HEALTH PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-27 |
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