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Inactive

Robert Joseph Abraham

Mariner

Overland Park, KS

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-09-12
KS RA APPROVED 2022-09-28
  • MI RA
    APPROVED
    Since 2023-09-12
  • KS RA
    APPROVED
    Since 2022-09-28

Branch Locations

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tim Hortons Farmington Hills MI 01/2015 10/2016
University Of Michigan Ann Arbor MI 09/2015 05/2019
University Of Michigan Telefund Ann Arobr MI 07/2017 12/2017
Northwestern Mutual Ann Arbor MI 05/2018 05/2019
Td Ameritrade Chicago IL 07/2019 08/2020
Charles Schwab & Co., Inc. Lone Tree CO 08/2020 09/2022
Mariner Wealth Advisors Overland Park KS 09/2022 Present
  • 01/2015 → 10/2016
    Tim Hortons
    Farmington Hills, MI
  • 09/2015 → 05/2019
    University Of Michigan
    Ann Arbor, MI
  • 07/2017 → 12/2017
    University Of Michigan Telefund
    Ann Arobr, MI
  • 05/2018 → 05/2019
    Northwestern Mutual
    Ann Arbor, MI
  • 07/2019 → 08/2020
    Td Ameritrade
    Chicago, IL
  • 08/2020 → 09/2022
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 09/2022 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
  • 2020-08-27 → 2022-08-22
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 2019-09-30 → 2020-08-11
    Td Ameritrade, Inc.
    Chicago, IL
    Chicago, IL
    Omaha, NE
    Fort Collins, CO
  • 2019-09-30 → 2020-08-11
    Td Ameritrade Investment Management, Llc
    Chicago, IL
    Fort Collins, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Other Names
  • Robert Joseph Abraham
  • Robert Joseph Abraham Ii

View on SEC IAPD

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MARINER INDEPENDENT · OVERLAND PARK, KS
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PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS
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