Sneh Raghu

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Morgan Stanley
  Dallas, TX
• 06/2025 → 04/2026
  Unemployed
  Dallas, TX
• 03/2018 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fresno, CA
• 09/2013 → 06/2017
  University Of California, Riverside
  Riverside, CA
• 07/2017 → 02/2018
  Unemployed
  Visalia, CA
• 07/2018 → 12/2019
  Bank Of America, N.A.
  Fresno, CA
• 11/2020 → 02/2021
  Lpl Financial Llc
  San Diego, CA
• 01/2020 → 10/2020
  Unemployed
  Fresno, CA
• 03/2021 → 06/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 07/2021 → 12/2023
  Jefferies Llc
  Chicago, IL
• 07/2021 → 12/2023
  Leucadia Asset Management Llc
  Chicago, IL
• 12/2023 → 05/2026
  Cais Capital Llc
  New York, NY

Previous Registrations

• 2023-05-24 → 2024-02-28
  Jefferies Investment Advisers Llc
  Chicago, IL
  New York, NY
• 2021-07-08 → 2023-08-14
  Leucadia Asset Management Llc
  New York, NY
  Chicago, IL
• 2021-03-11 → 2021-05-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2020-12-17 → 2021-03-10
  Lpl Financial Llc
  Fresno, CA
  San Diego, CA
• 2018-07-23 → 2019-12-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fresno, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-13
• S66 Uniform Combined State Law Examination
  2018-07-20