Yana Romonovna Sogolov

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Mabbly
  Chicago, IL
• 11/2017 → Present
  Cetera Financial Specialists, Llc
  Schaumburg, IL
• 11/2017 → Present
  Cetera Investment Advisers, Llc
  Schaumburg, IL
• 11/2017 → 02/2024
  The Kluge Financial Group Llc
  Pleasantville, NY
• 09/2018 → 06/2019
  Commercial Lending X
  Naperville, IL
• 06/2019 → Present
  Pro Habits
  Chicago, IL

Previous Registrations

• 2004-05-07 → 2015-09-15
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 2003-07-08 → 2004-05-05
  Ameriprise Advisor Services, Inc.
  Glenview, IL
• 2002-10-17 → 2003-07-10
  Choreo, Llc
  Glenview , IL

Other Businesses

1) THE KLUGE FINANCIAL GROUP LLC, INVESTMENT RELATED, 520 BEDFORD RD, PLEASANTVILLE, NY, 10570, DBA NAME FOR INVESTMENT SERVICES, SINCE 02/2024, 40 HRS/MONTH, FINANCIAL PLANNING, DIGITAL MARKETING; 2) MABBLY, CHICAGO, IL - NON INVESTMENT RELATED, DIGITAL MARKETING, SINCE 01/2016, 80 HRS/MONTH, ACCOUNT MANAGER DIGITAL MARKETING 3) PRO HABITS, NOT INVESTMENT RELATED, 116 W HUBBARD ST, CHICAGO, IL, 60654, TECHNOLOGY PLATFORM, STARTED 06/2019, POSITION/TITLE/RELATIONSHIP: DIRECTOR, APX 10 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES; DIRECTOR OF CUSTOMER SERVICES; 4) NAME OF OTHER BUSINESS: FINRA , INVESTMENT RELATED: YES, ADDRESS: 5200 TOWN CENTER RD, BOCA RATON, FL 33486, NATURE OF BUSINESS: REGULATORY, START DATE: 06/2020, POSITION/TITLE/RELATIONSHIP: ARBITRATOR, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SERVE ON THE PANEL IF ASSIGNED A CASE:

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-04
• S63 Uniform Securities Agent State Law Examination
  1999-03-03

Designations

• Certified Financial Planner

Other Names

• Yana Romonovna Gurvits
• Yana Romonovna Gurvits