Caitlin Boshnack

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 01/2019
  Morgan Stanley
  Marlton, NJ
• 09/2017 → 01/2018
  Unemployed
  Voorhees, NJ
• 06/2013 → 09/2017
  Garces Group
  Philadelphia, PA
• 03/2018 → 01/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 01/2019 → 02/2024
  Ameriprise Financial Services Inc
  Mount Laurel, NJ
• 02/2024 → Present
  Lpl Financial Llc
  Vorhees, NJ

Previous Registrations

• 2019-02-14 → 2024-03-08
  Ameriprise Financial Services, Llc
  Marlton, NJ
  Wilmington, DE
• 2018-04-27 → 2019-01-28
  Morgan Stanley
  Marlton, NJ

Other Businesses

1- 02/2024 / Non-Variable Insurance / At Reported Business Location(s) / Investment Related / 25 hrs mth / 5 hrs during trading / Start Date: 02/23/2024 2- 10/03/2024 - A New Dawn Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/19/2024 - 800 Hours Per Month/ 7 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2018-04-26

Other Names

• Caitlin Elizabeth Lavoie
• Caitlin Elizabeth Boshnack