Brian Michael O Connell

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Lisle, IL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Wheaton, IL

Other Businesses

Business Ownership; Prime Strategies Group, LLC; Managing Member, 50% Owner; Personal real estate and office space; 1761 South Naperville Road, Suite 102, , Wheaton, IL, 60189; Not Investment-Related; 08/14/2020; 1 to 9 hours per month; 0 during trading hours / Legacy Solutions, Inc.; Secretary - record annual meeting records; Business operations; 1761 S Naperville Rd. Ste 100, , Wheaton, IL, 60189; Not Investment-Related; 10/18/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; 1761 Park East Office Condominium Association; Director; 1761 South Naperville Road, , Wheaton, IL, 60189; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1999-03-11

Other Names

• Brian Michael Oconnell