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Michael John Kooy

Rbc Private Counsel (Usa) Inc.

Sarnia, Ontario

CRD 6893778

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Employer firm

Rbc Private Counsel (Usa) Inc. CRD 109648

$7.89B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-31
  • TX RA
    APPROVED_RES
    Since 2018-01-31

Branch Locations

340 N Front St, Sarnia, Ontario N7T 5S7 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Private Counsel (Usa) Inc. Sarnia, Ontario 10/2015 Present
Rbc Dominion Securities Inc. Sarnia, Ontario 09/2010 Present
Other Businesses

1.DIRECTOR, Steeves and Rozema Enterprises Ltd. -Not investment related -Address: St Clair Corporate Centre, 265 Front St N, Sarnia, ON N7T 7X1 -Nature of the business: private real estate investment (retirement homes, long term care homes, apartments) -My position: Director -Start date: 1 July 2015 -Number of hours/month: 10 -Number of hours/month during trading hours: 10 -Duties: as a member of the Board, I help oversee management, make capital investment decisions and ensure compliance 2.DIRECTOR and SHAREHOLDER, 1950694 ONTARIO LIMITED -Not investment related -Address: 184 Linwell Rd, St Catharines, ON L2N 6N3 -Nature of the business: private real estate investment (11-unit apartment building) -My position: Director, and shareholder -Start date: 1 November 2016 -Number of hours/month: 10 -Number of hours/month during trading hours: 0 -Duties: as a board member, I'm responsible for financial reporting, and jointly making investment decisions

View on SEC IAPD

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