Mark Francis Mindigo

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2017
  Nightclub Security Consultants
  San Diego, CA
• 09/2017 → Present
  Fisher Investments
  Plano, TX

Other Businesses

| Name of the other business: NIGHTCLUB SECURITY CONSULTANTS | Investment-related? NO | Address of the other business: 501 W BROADWAY, SUITE A133, SAN DIEGO, CA 92101 | Nature of the other business: TRAINING FOR HOSPITALITY INDUSTRY SECURITY GUARDS | Position, title, or relationship with the other business: DIRECTOR OF OPERATIONS (1099) | Start date of your relationship: 05/2016 | Approximate number of hours/month you devote to the other business: 3-4 | Number of hours you devote to the other business during securities trading hours: 0 | Duties relating to the other business: CLERICAL DUTIES AND ASSISTANCE, DATA ENTRY AND GRAPHIC DESIGN

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-01-08