Joseph J Correia

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 06/2020
  Axa Advisors Llc
  New York, NY
• 12/2017 → 06/2020
  Axa Equitable
  Syracuse, NY
• 06/2014 → 12/2017
  Clinton's Ditch Co-Op Co.
  Cicero, NY
• 12/2017 → 09/2024
  Equitable Advisors, Llc
  New York, NY
• 12/2017 → 09/2024
  Equitable
  Syracuse, NY
• 10/2024 → 07/2025
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
• 07/2025 → Present
  Lpl Financial Llc
  Liverpool, NY

Previous Registrations

• 2024-10-24 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
• 2021-04-13 → 2024-09-26
  Equitable Advisors, Llc
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1. 07/10/2025-United Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/31/2024- 5 Hours Per Month- 5 Hours During Trading 2. 07/10/2025- United Financial Services-Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 100 Hours Per Month- 100 Hours During Trading 3. 07/10/2025- JOHNSON WEALTH MANAGEMENT GROUP LLC- INV Related- At Reported Business Location(s)- Start date 07/10/2012- 200 Hours Per Month- 100 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-03
• S63 Uniform Securities Agent State Law Examination
  2018-02-16