William Thomas Ernest

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-23
WI	RA	APPROVED	2023-08-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Best Buy	Grafton	WI	06/2015	06/2017
City Of Port Washington Street Department	Port Washington	WI	05/2017	08/2017
Wisconsin Union	Madison	WI	01/2017	12/2017
University Of Wisconsin-Madison	Madison	WI	09/2014	12/2017
Wells Fargo	Menomonee Falls	WI	01/2018	07/2018
Woodbury Financial Services Inc/Reis Financial Services, Llc	West Bend	WI	07/2018	07/2021
Avantax Investment Services, Inc.	Waukesha	WI	07/2021	08/2023
Avantax Insurance Agency, Llc	Waukesha	WI	07/2021	08/2023
R &R Wealth Management Llc	Waukesha	WI	07/2021	Present
Commonwealth Financial Network	Waltham	MA	08/2023	Present

06/2015 → 06/2017

Best Buy

Grafton, WI
05/2017 → 08/2017

City Of Port Washington Street Department

Port Washington, WI
01/2017 → 12/2017

Wisconsin Union

Madison, WI
09/2014 → 12/2017

University Of Wisconsin-Madison

Madison, WI
01/2018 → 07/2018

Wells Fargo

Menomonee Falls, WI
07/2018 → 07/2021

Woodbury Financial Services Inc/Reis Financial Services, Llc

West Bend, WI
07/2021 → 08/2023

Avantax Investment Services, Inc.

Waukesha, WI
07/2021 → 08/2023

Avantax Insurance Agency, Llc

Waukesha, WI
07/2021 → Present

R &R Wealth Management Llc

Waukesha, WI
08/2023 → Present

Commonwealth Financial Network

Waltham, MA

1. Fixed insurance sales; as of 12/02/2024; 1% of time spent during business hours; Conducted at branch location; Investment related.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-10
S63	Uniform Securities Agent State Law Examination	2018-03-08

Other Firms