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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-16 |
Branch Locations
601 University Ave. Ste. 265, Sacramento, CA 95825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 12/2017 | 05/2019 |
| Fremont Mission Hills Llc | Fremont | CA | 02/2016 | 12/2017 |
| Tennis Development Llc | Los Gatos | CA | 07/2012 | 12/2017 |
| Bank Of America, N.A. | Menlo Park | CA | 05/2018 | 05/2019 |
| Confluence Financial Planning Llc | Sacramento | CA | 09/2020 | 10/2023 |
| Unemployed | Sacramento | CA | 05/2019 | 09/2020 |
| Commonwealth Financial Network | Waltham | MA | 09/2020 | 10/2023 |
| Mariner Wealth Advisors | Overland Park | KS | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-08 |
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