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Randy Charles Howe

Osaic Wealth, Inc.

St. Louis, MO

CRD 3182737

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • MO RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Woodbury MN 03/2006 01/2024
Randy Howe-Fixed Insurance Sales Saint Louis MO 01/2009 Present
Randy Howe-Rch Tax Plus Saint Louis MO 01/1992 Present
Osaic Wealth, Inc. St. Louis MO 01/2024 Present
  • 03/2006 → 01/2024
    Woodbury Financial
    Woodbury, MN
  • 01/2009 → Present
    Randy Howe-Fixed Insurance Sales
    Saint Louis, MO
  • 01/1992 → Present
    Randy Howe-Rch Tax Plus
    Saint Louis, MO
  • 01/2024 → Present
    St. Louis, MO
Previous Registrations
  • 2006-10-10 → 2024-01-19
    Woodbury Financial Services, Inc.
    St. Louis, MO
    St. Louis, MO
Other Businesses

1) RCH TAX PLUS TAX PREPARATION FOR INDIVIDUALS & BUSINESS, 5319 ZAMORA DR., ST. LOUIS, MO 63128, OWNER SINCE 1992, 15/20 HRS PER MONTH, 5 HRS PER MONTH (TRADING HRS); TAX PREPARATION. 2) RANDY HOWE; FIXED INSURANCE SALES FOR VARIOUS COMPANIES, ST LOUIS MO, REP; BEGAN 1/09, 10 HRS/MO-10 DURING TRADING, NOT INVEST REL. 3)DEACON IN THE CATHOLIC CHURCH POSITION: Deacon NATURE: I was ordained a Permanent Deacon in the Roman Catholic Church and volunteer 10-12 hours per week. There is no compensation for this activity. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 6 START DATE: 06/04/2016 ADDRESS: 5319 Zamora Dr, St Louis MO 63128 DESCRIPTION: I lead communion services, assist at Mass, visit the sick. 4) RANDY HOWE-FIXED INSURANCE SALES POSITION: Producer NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/05/2009 ADDRESS: 5319 Zamora Dr, Saint Louis MO 63128, United States DESCRIPTION: Fixed insurance sales for various companies 5) RANDY HOWE-RCH TAX PLUS POSITION: Preparer NATURE: Tax preparation for individuals and businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1992 ADDRESS: 5319 Zamora Dr, Saint Louis MO 63128, United States DESCRIPTION: Prepare tax returns for individuals and businesses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-22
S63 Uniform Securities Agent State Law Examination 1999-04-27
  • S65 Uniform Investment Adviser Law Examination
    2006-09-22
  • S63 Uniform Securities Agent State Law Examination
    1999-04-27

View on SEC IAPD

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