David Arthur Pokorny

Cetera Investment Advisers LLC

Carol Stream, IL

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Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-27
IL	RA	APPROVED	2019-06-19

TX RA
APPROVED_RES

Since 2026-03-27
IL RA
APPROVED

Since 2019-06-19

Branch Locations

Carol Stream, IL • United States

One East 22Nd Street Suite 710, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northern Illinois University	Dekalb	IL	08/2013	12/2017
Foresters Financial	Lombard	IL	01/2018	10/2018
Foresters Financial Service	Lombard	IL	10/2018	06/2019
Foresters Advisory Services	Lombard	IL	03/2019	06/2019
Cetera Investment Service Llc	St Cloud	MN	06/2019	Present
Cetera Investment Advisers Llc	Lombard	IL	06/2019	Present

08/2013 → 12/2017

Northern Illinois University

Dekalb, IL
01/2018 → 10/2018

Foresters Financial

Lombard, IL
10/2018 → 06/2019

Foresters Financial Service

Lombard, IL
03/2019 → 06/2019

Foresters Advisory Services

Lombard, IL
06/2019 → Present

Cetera Investment Service Llc

St Cloud, MN
06/2019 → Present

Cetera Investment Advisers Llc

Lombard, IL

Previous Registrations

2019-03-29 → 2019-06-24

Foresters Advisory Services, Llc

Lombard, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-03-19
S63	Uniform Securities Agent State Law Examination	2018-03-15

S65 Uniform Investment Adviser Law Examination

2019-03-19
S63 Uniform Securities Agent State Law Examination

2018-03-15

View on SEC IAPD

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