Gregory Robert Caldwell

Current Employers

Summit Global Investments, Llc

620 South Main Street, Bountiful, UT 84010 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-26
AZ	RA	APPROVED	2025-03-06
TX	RA	APPROVED	2025-02-27
CA	RA	APPROVED	2025-01-31
CO	RA	APPROVED	2023-10-26

FL RA
APPROVED

Since 2025-03-26
AZ RA
APPROVED

Since 2025-03-06
TX RA
APPROVED

Since 2025-02-27
CA RA
APPROVED

Since 2025-01-31
CO RA
APPROVED

Since 2023-10-26

Branch Locations

Centennial, CO • United States

620 South Main Street, Bountiful, UT 84010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Greenwood Village	CO	12/2017	09/2023
World Financial Group, Inc.	Greenwood Village	CO	02/2017	09/2023
G And G Enterprises	Centennial	CO	03/2015	Present
College Loan Freedom.cOm	Henderson	NV	07/2019	09/2023
United Planners	Scottsdale	AZ	11/2023	08/2025
Summit Global Investment	Bountiful	UT	09/2023	Present
Greg R Caldwell-Fixed Insurance	Centennial	CO	09/2023	Present
Summit Global Investments Llc	Centennial	CO	10/2023	Present
Equity Services, Inc.	Montpelier	VT	08/2025	Present

12/2017 → 09/2023

Transamerica Financial Advisors, Inc

Greenwood Village, CO
02/2017 → 09/2023

World Financial Group, Inc.

Greenwood Village, CO
03/2015 → Present

G And G Enterprises

Centennial, CO
07/2019 → 09/2023

College Loan Freedom.cOm

Henderson, NV
11/2023 → 08/2025

United Planners

Scottsdale, AZ
09/2023 → Present

Summit Global Investment

Bountiful, UT
09/2023 → Present

Greg R Caldwell-Fixed Insurance

Centennial, CO
10/2023 → Present

Summit Global Investments Llc

Centennial, CO
08/2025 → Present

Equity Services, Inc.

Montpelier, VT

Other Businesses

*G&G ENTERPRISES LLC. 7888 S TRENTON STREET, CENTENNIAL CO. NOT INV REL. MARCH 2015. CONSULTING IN THE SUPPLEMENT SPACE. FOUNDER. HELP SUPPORT SUPPLEMENT COMPANIES WITH MARKETING, PRODUCTS TO STORES, MASS DISTRIBUTION. CONFINED TO THAT AREA. DURING SOME TRADE HRS. *GREG R CALDWELL - INSURANCE AGENT. 7888 S TRENTON STREET, CENTENNIAL CO. INV REL. SEPT 2023. NON-VARIABLE INSURANCE. INS AGENT. LIFE INS, TERM, UNIVERSAL LIFE, FIXED. DURING TRADE HRS. *SUMMIT GLOBAL PRIVATE WEALTH.7888 S TRENTON STREET, CENTENNIAL CO. INV REL. NOV 2023. DBA FOR MARKETING PURPOSES ONLY. IAR - REGISTERED INVESTMENT ADVISOR. DURING TRADE HRS. *SUMMIT GLOBAL INVESTMENTS LLC. 7888 S TRENTON STREET, CENTENNIAL CO. INV REL. NOV 2023. DBA FOR MARKETING PURPOSES ONLY. IAR - REGISTERED INVESTMENT ADVISOR. DURING TRADE HRS. *GRC FINANCIAL LLC. 7888 S TRENTON STREET, CENTENNIAL CO. NOT INV REL. FEB 2025. MANAGING MEMBER - SET UP LLC TO FILE AS AN S CORP AS PASS-THROUGH FOR TAXES FROM MY 1099. NOT DURING TRADE HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-25
S63	Uniform Securities Agent State Law Examination	2020-06-13

S65 Uniform Investment Adviser Law Examination

2023-10-25
S63 Uniform Securities Agent State Law Examination

2020-06-13

Other Names

Greg R Caldwell

View on SEC IAPD