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John Riley

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-13
IL RA APPROVED 2022-07-13
  • NY RA
    APPROVED
    Since 2023-01-13
  • IL RA
    APPROVED
    Since 2022-07-13

Branch Locations

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 02/2016 03/2021
Nisei Lounge Chicago IL 11/2015 10/2016
Jpmorgan Chase Bank Na Chicago IL 02/2016 03/2021
Savannah Company Waunakee WI 06/2017 08/2020
Tradestation Securities, Inc. Chicago IL 03/2021 03/2022
J.P. Morgan Securities Llc Chicago IL 03/2022 Present
Jp Morgan Chase Bank, N.A. Chicago IL 02/2022 Present
  • 02/2016 → 03/2021
    Jpmorgan Securities Llc
    Chicago, IL
  • 11/2015 → 10/2016
    Nisei Lounge
    Chicago, IL
  • 02/2016 → 03/2021
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 06/2017 → 08/2020
    Savannah Company
    Waunakee, WI
  • 03/2021 → 03/2022
    Tradestation Securities, Inc.
    Chicago, IL
  • 03/2022 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 02/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-01
  • S66 Uniform Combined State Law Examination
    2019-08-01
Other Names
  • John Tarlton Riley Ii
  • John Tarlton Riley
  • John Riley

View on SEC IAPD

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