Philip Lowe

LPl Enterprise, LLC

Cockeysville, MD

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Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2024-11-14
MD	RA	APPROVED	2024-11-14
TX	RA	APPROVED	2024-11-14

DE RA
APPROVED

Since 2024-11-14
MD RA
APPROVED

Since 2024-11-14
TX RA
APPROVED

Since 2024-11-14

Branch Locations

104 Louviers Dr, Newark, DE 19711 • United States

Galena, MD • United States

9928 Old Ocean City Blvd Unit 6, Berlin, MD 21811 • United States

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Newark	DE	10/2017	11/2024
Bank Of America	Newark	DE	02/1994	10/2017
Prudential Insurance Company Of America	Newark	DE	02/2018	Present
Lpl Enterprise, Llc	Galena	MD	11/2024	Present

10/2017 → 11/2024

Pruco Securities, Llc.

Newark, DE
02/1994 → 10/2017

Bank Of America

Newark, DE
02/2018 → Present

Prudential Insurance Company Of America

Newark, DE
11/2024 → Present

Lpl Enterprise, Llc

Galena, MD

Previous Registrations

2018-08-21 → 2024-11-14

Pruco Securities, Llc.

Camp Hill, PA

Newark, DE

Newark, DE

Camp Hill, PA

North Bethesda, MD

Galena, MD

Galena, MD

Galena, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-08-10
S63	Uniform Securities Agent State Law Examination	2018-01-29

S65 Uniform Investment Adviser Law Examination

2018-08-10
S63 Uniform Securities Agent State Law Examination

2018-01-29

Other Names

Philip Lowe
Philip James Lowe

View on SEC IAPD

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