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James Franklin Colvin

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 6892488

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-09
  • CO RA
    APPROVED
    Since 2025-06-09

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 05/2019 Present
Mass Mutual Kalamazoo MI 05/2018 04/2019
Club Demonstration Services Granger IN 07/2015 08/2017
Indiana State University Terre Haute IN 08/2015 07/2019
  • 05/2019 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 05/2018 → 04/2019
    Mass Mutual
    Kalamazoo, MI
  • 07/2015 → 08/2017
    Club Demonstration Services
    Granger, IN
  • 08/2015 → 07/2019
    Indiana State University
    Terre Haute, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-09
S63 Uniform Securities Agent State Law Examination 2019-12-10
  • S66 Uniform Combined State Law Examination
    2025-06-09
  • S63 Uniform Securities Agent State Law Examination
    2019-12-10
Other Names
  • James Colvin
  • Jimmy Franklin Colvin
  • James F Colvin

View on SEC IAPD

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