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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
  • TN RA
    APPROVED
    Since 2025-01-01

Branch Locations

Mt. Juliet, TN • United States

1488 W South Park Ave, Oshkosh, WI 54902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Horsham PA 07/2017 Present
Student Na TN 01/2012 06/2017
Hornor Townsend & Kent Llc Horsham PA 01/2018 11/2022
Ps&G Financial Partners Brentwood TN 06/2017 Present
Main Street Investors, Llc Brentwood TN 09/2022 08/2023
Hornor, Townsend & Kent, Llc Horsham PA 08/2023 Present
Previous Registrations
Other Businesses

NAME OF ACTIVITY INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA INDEPENDENCE FINANCIAL | POSITION HELD: AGENT | ADDRESS: 1488 W HOUTH PARK AVE, OSHKOSH, WI 54902 | START DATE: 08/07/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 35 | APPROX TRADING HRS PER MTH: 35 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-16
  • S66 Uniform Combined State Law Examination
    2018-04-16

View on SEC IAPD

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