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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-05 |
Branch Locations
Chester Springs, PA • United States
201 King Of Prussia Drive Offices 620, 624, 625, 627, 636, 638, Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Plymouth Meeting | PA | 04/2007 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Plymouth Meeting | PA | 12/2017 | 08/2022 |
| Citizens Securities, Inc. | Exton | PA | 08/2022 | 04/2024 |
| Clarfeld | Exton | PA | 08/2022 | 04/2024 |
| Tiaa | Radnor | PA | 06/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Radnor | PA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-03 |
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