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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-26
MN RA APPROVED 2022-03-16
  • TX RA
    APPROVED_RES
    Since 2024-07-26
  • MN RA
    APPROVED
    Since 2022-03-16

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

9800 Shelard Parkway, Suite 220, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Financial Group, Llc Plymouth MN 12/2017 09/2018
Peterson Lawncare Hopkins MN 04/2017 12/2017
Atlanta Gladiators Duluth GA 01/2017 04/2017
Orlando Solar Bears Orlando FL 12/2016 01/2017
Lausitzer Füchse Weißwasser 11/2016 12/2016
Orlando Solar Bears Orlando FL 09/2016 11/2016
Lpl Financial Llc Plymouth MN 12/2017 09/2018
Ameriprise Finanacial Services, Inc. Minneapolis MN 09/2018 06/2020
Lpl Financial Llc Plymouth MN 06/2020 Present
Investors Financial Group, Llc Plymouth MN 06/2020 Present
Private Advisor Group, Llc Morristown NJ 03/2022 Present
  • 12/2017 → 09/2018
    Investors Financial Group, Llc
    Plymouth, MN
  • 04/2017 → 12/2017
    Peterson Lawncare
    Hopkins, MN
  • 01/2017 → 04/2017
    Atlanta Gladiators
    Duluth, GA
  • 12/2016 → 01/2017
    Orlando Solar Bears
    Orlando, FL
  • 11/2016 → 12/2016
    Lausitzer Füchse
    Weißwasser
  • 09/2016 → 11/2016
    Orlando Solar Bears
    Orlando, FL
  • 12/2017 → 09/2018
    Lpl Financial Llc
    Plymouth, MN
  • 09/2018 → 06/2020
    Ameriprise Finanacial Services, Inc.
    Minneapolis, MN
  • 06/2020 → Present
    Lpl Financial Llc
    Plymouth, MN
  • 06/2020 → Present
    Investors Financial Group, Llc
    Plymouth, MN
  • 03/2022 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 6/26/2020 - IFG, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 6/30/2020 - Investors Financial Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 6/2/2020 - 160 Hours Per Month/32.5 Hours During Securities Trading - I provide investment advisory services through Investors Financial Group LLC, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 03/30/2022 - Private Advisor Group - DBA: (Hybrid) Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/18/2022 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/30/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-13
  • S66 Uniform Combined State Law Examination
    2018-06-13

View on SEC IAPD

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