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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-26 |
| MN | RA | APPROVED | 2022-03-16 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
9800 Shelard Parkway, Suite 220, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Financial Group, Llc | Plymouth | MN | 12/2017 | 09/2018 |
| Peterson Lawncare | Hopkins | MN | 04/2017 | 12/2017 |
| Atlanta Gladiators | Duluth | GA | 01/2017 | 04/2017 |
| Orlando Solar Bears | Orlando | FL | 12/2016 | 01/2017 |
| Lausitzer Füchse | Weißwasser | 11/2016 | 12/2016 | |
| Orlando Solar Bears | Orlando | FL | 09/2016 | 11/2016 |
| Lpl Financial Llc | Plymouth | MN | 12/2017 | 09/2018 |
| Ameriprise Finanacial Services, Inc. | Minneapolis | MN | 09/2018 | 06/2020 |
| Lpl Financial Llc | Plymouth | MN | 06/2020 | Present |
| Investors Financial Group, Llc | Plymouth | MN | 06/2020 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 03/2022 | Present |
1. 6/26/2020 - IFG, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 6/30/2020 - Investors Financial Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 6/2/2020 - 160 Hours Per Month/32.5 Hours During Securities Trading - I provide investment advisory services through Investors Financial Group LLC, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 03/30/2022 - Private Advisor Group - DBA: (Hybrid) Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/18/2022 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/30/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-13 |
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