Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-07
  • NC RA
    APPROVED
    Since 2025-08-07

Branch Locations

Charlotte, NC • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of South Florida Tampa FL 08/2015 12/2018
One Source Advisory Tampa FL 11/2017 12/2018
Ubs Financial Services Inc. Charlotte NC 07/2019 11/2019
Unemployed Melbourne FL 12/2018 06/2019
Ubs Financial Services Inc. Charlotte NC 06/2020 07/2025
Unemployed Charlotte NC 12/2019 05/2020
Raymond James Financial Services, Inc. Charlotte NC 07/2025 Present
Raymond James Financial Services Advisors, Inc. Charlotte NC 07/2025 Present
Previous Registrations
  • 2020-06-15 → 2025-07-25
    Weehawken, NJ
    Charlotte, NC
    Charlotte, NC
    Weehawken, NJ
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-01
  • S66 Uniform Combined State Law Examination
    2020-02-01
Other Names
  • Emily Capley
  • Emily Capley

View on SEC IAPD

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor