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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-01-04
  • WI RA
    APPROVED
    Since 2022-01-04

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Elkhorn, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Chesterfield MO 12/2017 07/2018
Stone Summit Steak & Seafood Wentzville MO 04/2017 12/2017
Stone Summit Steak & Seafood Wentzville MO 07/2016 12/2017
Stefanina's Pizzaria Chesterfield MO 09/2011 05/2017
Edward Jones St Louis MO 07/2018 12/2021
Northwestern Mutual Investment Services, Llc Milwaukee WI 01/2022 Present
Northwestern Mutual Life Insurance Milwaukee WI 12/2021 Present
  • 12/2017 → 07/2018
    Td Ameritrade
    Chesterfield, MO
  • 04/2017 → 12/2017
    Stone Summit Steak & Seafood
    Wentzville, MO
  • 07/2016 → 12/2017
    Stone Summit Steak & Seafood
    Wentzville, MO
  • 09/2011 → 05/2017
    Stefanina's Pizzaria
    Chesterfield, MO
  • 07/2018 → 12/2021
    St Louis, MO
  • 01/2022 → Present
    Milwaukee, WI
  • 12/2021 → Present
    Northwestern Mutual Life Insurance
    Milwaukee, WI
Previous Registrations
  • 2020-03-03 → 2021-12-21
    Maryland Heights, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-29
S63 Uniform Securities Agent State Law Examination 2018-05-04
  • S66 Uniform Combined State Law Examination
    2020-02-29
  • S63 Uniform Securities Agent State Law Examination
    2018-05-04
Other Names
  • Miranda Lee Schwarzen

View on SEC IAPD

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