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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-12
CA RA APPROVED 2018-03-09
  • TX RA
    APPROVED
    Since 2018-04-12
  • CA RA
    APPROVED
    Since 2018-03-09

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grass Valley CA 05/2006 Present
Bank Of America, N.A. Grass Valley CA 05/2006 Present
Other Businesses

REPORTABLE - RECEIVES COMPENATION - ADDED TO CRD Status: APPRVD I*545232 For profit or not for profit: Entity For Profit Name of outside business organization: MKG Ventures, LLC Investment related: N Address of business: Bloomfield Hills, Michigan, 48304 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 10/22/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Member LLC, MKG Ventures was formed to invest primarily in the equity of private companies. My role will be a passive equity investor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-08
  • S66 Uniform Combined State Law Examination
    2018-03-08
Other Names
  • Sandy Campbell
  • Sandy Stafford

View on SEC IAPD

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