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Andrew William Nickerson

Commonwealth Financial Network

Waltham, MA

Andover, MA

CRD 6891474

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-04-08
  • MA RA
    APPROVED
    Since 2019-04-08

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Watham MA 12/2017 Present
Unemployed Waltham MA 06/2017 12/2017
Bentley Unviversity Waltham MA 08/2013 06/2017
Andover Investment Advisors North Andover MA 01/2016 03/2017
  • 12/2017 → Present
    Watham, MA
  • 06/2017 → 12/2017
    Unemployed
    Waltham, MA
  • 08/2013 → 06/2017
    Bentley Unviversity
    Waltham, MA
  • 01/2016 → 03/2017
    Andover Investment Advisors
    North Andover, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-26
  • S66 Uniform Combined State Law Examination
    2019-03-26
Other Names
  • Andrew Nickerson

View on SEC IAPD

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