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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-11-08
  • NH RA
    APPROVED
    Since 2024-11-08

Branch Locations

Nashua, NH • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Merrimack NH 02/2004 07/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Andover MA 07/2021 12/2023
Unemployed Nashua NH 07/2020 07/2021
Empower Financial Services, Inc Greenwood Village CO 10/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 10/2024 Present
Unemployed Nashua NH 12/2023 10/2024
  • 02/2004 → 07/2020
    Fidelity Brokerage Services
    Merrimack, NH
  • 07/2018 → 07/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2021 → 12/2023
    Andover, MA
  • 07/2020 → 07/2021
    Unemployed
    Nashua, NH
  • 10/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2024 → Present
    Greenwood Village, CO
  • 12/2023 → 10/2024
    Unemployed
    Nashua, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-23
S63 Uniform Securities Agent State Law Examination 1999-02-17
  • S66 Uniform Combined State Law Examination
    2010-09-23
  • S63 Uniform Securities Agent State Law Examination
    1999-02-17
Other Names
  • Gene Lawrence Noel
  • Gene L Noel

View on SEC IAPD

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