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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-23 |
| CA | RA | APPROVED | 2018-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pleasanton | CA | 07/2016 | Present |
| Bank Of America, N.A. | Pleasanton | CA | 07/2016 | Present |
I*: 2259273 Entity Type: Charitable Name of OBA: Fremont Chinese School Address: Fremont, CA 94538 Investment Related: No Position, Title, Association: Deputy Principal Employee Start Date: 08/01/2025 Number of Hours: 4 hrs wkly Number of Hours during trading: 0 Duties: Weekend language school to assist on it's operation, it is run by existing student parent volunteering.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-22 |
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