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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-13
CA RA APPROVED 2018-03-16
  • TX RA
    APPROVED
    Since 2018-08-13
  • CA RA
    APPROVED
    Since 2018-03-16

Branch Locations

804 Sutton Way, Grass Valley , CA 95945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 02/2016 Present
Bank Of America, N.A. Oakland CA 02/2016 Present
Other Businesses

I*963270 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Auburn, California, 95602 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 9/30/2022 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-15
  • S66 Uniform Combined State Law Examination
    2018-03-15
Other Names
  • Kip Ehlers
  • Kipling Ehlers

View on SEC IAPD

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