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Bei Lei Yu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hercules, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-23
CA RA APPROVED 2018-03-16
  • TX RA
    APPROVED
    Since 2018-07-23
  • CA RA
    APPROVED
    Since 2018-03-16

Branch Locations

1611 Sycamore Ave, Hercules, CA 94547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 02/2012 Present
Bank Of America, N.A. Oakland CA 02/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-15
  • S66 Uniform Combined State Law Examination
    2018-03-15
Other Names
  • Claire Yu

View on SEC IAPD

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