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Kathleen Marie Menaugh

Charles Schwab & Co., Inc.

St Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-10-03
  • MO RA
    APPROVED
    Since 2022-10-03

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. St Louis MO 12/2017 12/2022
Lowe's Lake Saint Louis MO 06/2011 12/2017
Charles Schwab & Co., Inc. St. Louis MO 09/2022 Present
  • 12/2017 → 12/2022
    Td Ameritrade, Inc.
    St Louis, MO
  • 06/2011 → 12/2017
    Lowe's
    Lake Saint Louis, MO
  • 09/2022 → Present
    Charles Schwab & Co., Inc.
    St. Louis, MO
Previous Registrations
  • 2019-05-14 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
    St. Louis, MO
    Westlake, TX
    St. Louis, MO
  • 2019-05-14 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-10
S63 Uniform Securities Agent State Law Examination 2018-05-03
  • S66 Uniform Combined State Law Examination
    2019-05-10
  • S63 Uniform Securities Agent State Law Examination
    2018-05-03
Other Names
  • Kathleen Marie Miller
  • Kathleen Marie Hester
  • Kathleen Menaugh

View on SEC IAPD

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Other Offices

EDWARD JONES · ST LOUIS, MO
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DANA INVESTMENT ADVISORS INC · WEBSTER GROVES, MO
STADIA CAPITAL, LLC · SAINT LOUIS, MO
DETALUS ADVISORS, LLC · ST. LOUIS, MO
FIRST HEARTLAND CONSULTANTS, INC. · ST LOUIS, MO
AMERIPRISE FINANCIAL SERVICES, LLC · WEBSTER GROVES, MO
REDSTICK VENTURES LLC · ST. LOUIS, MO

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