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Karen Medford

Fleming Financial Advising

Walnut Creek, CA

CRD 6891034

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Employer firm

Fleming Financial Advising CRD 134146

$65.7M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Fleming Financial Advising

1615 Bonanza Street Suite 210, Walnut Creek, CA 94596 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-11
  • CA RA
    APPROVED
    Since 2025-03-11

Branch Locations

1615 Bonanza Street Suite 210, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fleming Financial Advising Walnut Creek CA 03/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-27
  • S65 Uniform Investment Adviser Law Examination
    2003-06-27
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL

Nearby Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA

More in Walnut Creek, CA

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